The latest on the New Prudential Regime, Long Term Investment Funds, The new Financial Services Act and more.
The FCA now requires firms covered by Payment Service and Electronic Money Regulations to have an ‘Annual Audit of Compliance with Safeguarding Requirements’.
Delays in the New Prudential Regime and Senior Manager and Certification Regime, plus preparing for Brexit.
Coronavirus measures from the FCA, FCA Connect and GABRIEL, ICT Guidelines, REP008 forms and more
FCA guidance in response to Coronavirus, the new Prudential Regime and preparing for Brexit
What's next with Brexit, changes to the Senior Manager and Certification Regime (SM&CR) and more
Brexit, Senior Manager and Certification Regime and more
The FCA in conjunction with the EBA has finalised guidance on a major overhaul of capital requirements for investment firms.
Brexit, MIFID IT systems reporting, COREP, and more
Brexit, PSPs and e-money providers, and more
Investment Funds, Independent Directors, Movement between share classes, and more
Common mistakes under the current rules and the proposed new rules to apply from April 2019