Shipleys LLP

Chartered Accountants and Professional Business Advisers

Resources

We've brought together a whole host of practical resources designed to assist you in your life and business.

  • Financial services
FCA and Financial Services

FCA and Financial Services

November 2014 update . There is a reminder about the new CASS rules and we take a look at FATCA.

  • Financial services
New CASS Rules

New CASS Rules

New rules have come into effect which impact all firms authorised to hold client assets (CASS).

  • Financial services
IMA SORP 2014

IMA SORP 2014

We have highlighted some of the key changes between the IMA SORP 2010 and the IMA SORP 2014 in this update.

  • Financial services
FCA and Financial Services

FCA and Financial Services

July 2014 update. In particular we look at at the new IMA SORP 2014 and the Client Money and Asset sourcebook.

  • Financial services
Are you ready for COREP?

Are you ready for COREP?

The European Banking Authority issued a series of rules affecting some European financial services firms. Find out more.

  • Financial services
FCA and Financial Services

FCA and Financial Services

January 2014 update. We look at the Capital Requirement Directive and IFPRU the new sourcebook.

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