Shipleys LLP

Chartered Accountants and Professional Business Advisers

Resources

We've brought together a whole host of practical resources designed to assist you in your life and business.

  • Financial services
FCA and Financial Services Update

FCA and Financial Services Update

Spring 2015 update. We give an update on some important CASS rule changes, fees and levies, COREP and Asset Encumbrance.

  • Financial services
Asset Encumbrance Reporting

Asset Encumbrance Reporting

In August 2014 the EBA published its new taxonomy and technical guidance for Asset Encumbrance Reporting.

  • Financial services
FCA and Financial Services

FCA and Financial Services

November 2014 update . There is a reminder about the new CASS rules and we take a look at FATCA.

  • Financial services
New CASS Rules

New CASS Rules

New rules have come into effect which impact all firms authorised to hold client assets (CASS).

  • Financial services
IMA SORP 2014

IMA SORP 2014

We have highlighted some of the key changes between the IMA SORP 2010 and the IMA SORP 2014 in this update.

  • Financial services
FCA and Financial Services

FCA and Financial Services

July 2014 update. In particular we look at at the new IMA SORP 2014 and the Client Money and Asset sourcebook.

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